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The Fines and Wines Podcast is a conversation between Jesy and Kat about recent disciplinary cases. Listen in to get our take on some of the cases shaping the financial industry. Fines and Wines is a part of TRADEliance, a consulting firm for broker dealers and investment advisers with trading operations and compliance. Though these episodes are intended to be casual, and a fun take on discussing regulation, our consultants are serious when it comes to helping you out.